THE RULERS' INSIGNIA IN THE STRUCTURAL
EVOLUTION OF MEDIEVAL SERBIA*
The evidence on the insignia of the Serbian rulers during
the Middle Ages (the end of the 11th - the middle of 15th cent. ) rises a nexus
of problems which have not received the scholarly attention they deserve.[1] The present author's
research has been based on three groups of sources. The first are the Lives of Serbian rulers and archbishops,[2] diverse other written
sources such as charters, theological and liturgical texts, the regulae of monasteries, inscriptions
etc. The church frescoes (icons are a somewhat separate case) form the second
group. They are relatively well preserved and rich in complex symbolism.[3] Finally, the third group
includes coins,[4] seals,[5] and - unfortunately, quite
rare - material remains of insignia.
According to a conception,
which, though essentially legalistic, also has its advantages for a general
historian too, the evolution of the Serbian medieval rulers' insignia and the accompanying ideas
should be followed through four main periods. They are characterized by the
changes in the rank of the Serbian State and its sovereign.[6]
First, the period of magni iupani, i. e. Grand-`upans (the second half of 11th century - A.
D. 1217). Though autokratores (= samodr{ci) and inheritors of the
traditions of the Serbian Kingdom of Doclea (11th cent. ),[7] the magni iupani were rulers whose position in the hierarchy of the
medieval world - notably that of the Byzantine "Family of Kings" -
was not very significant. We know little of their insignia, with the exception of the two last magni iupani (Stephen Nemanja, 1168-1196; his son Stephen,
1196-1217).[8]
The second period opens
with the act of royal coronation. Nemanja's son Stephen, magnus iupanus till A. D. 1217, received his sacra corona from the Pope in that year. Four years later he
probably had himself re-crowned, according to the Greek-Orthodox rite. Though
his ancestors used to bear crowns as Grand-`upans, the royal crown was held in
higher esteem than the `upans' insigne.
Stephen is later mentioned as the "First-Crowned King of Serbia".
This fact shows all the importance that A. D. 1217 had in the constitutional
history of the Nemanjid Serbia.[9]
Owing to the
intensification of political and cultural contacts between Serbia and Byzantium
in the thirteenth - early fourteenth centuries, the Serbian regalia were gradually assimilated to
the insignia of the
Constantinopolitan Emperors, in both shape and conception. That process led to
the third period (1346-1371), during which Serbia assumed the position of a
Serbo-Greek Empire.[10] The insignia of the third period display two distinctive, and
interconnected, traits: they take Byzantine forms (e. g. the stemma appears as early as Uro{ I,
becomes the predominant form of crown under Milutin, and completely imposes
itself under Du{an, the first Emperor of Serbia), and develop the conceptual
status of the Basileus' insignia.
The fourth period begins
with the death of Uro{, the last Emperor of Serbia. During this period, the
Serbs had no dynasts formally entitled to the regalia, or imperial insignia,
if the isolated cases of the Emperor Symeon, the kings Marko and Tvrtko Ist,
and the prince Lazar (aspiring to the status of autokrator after 1379) are excepted. After thirty years of a anarchy
(1371-1402), the period ended with the despots' rule over an unified Serbia (1402-1459). The signs
distinguishing the despots of the 15th century close the history of the insignia of medieval Serbia's
sovereigns; in 1459, when Smederevo was definitively captured by the Turks,
Serbia lost its independence for almost three and a half centuries. In the
following text, the insignia are
classified in four groups: 1) principal
insignia, 2) the insignia stressing
the Christian nature of the ruler, 3) the insignia
of the ruler as a warrior, and 4) varia.
Needless to say, these categories tend to overlap in more than one aspect.
1) Principal insignia
Throne (Old Sebian: STOL<,
PR1STOL<)
Owing to its long history,
complex meaning and theological, as well as political, ramifications, the
throne had an outstanding role among the Serbian insignia.[11]
The root
of this concept is to be sought for within juridical and other traditions in
Old-Slavonic societes. The importance of the throne must have been distinctive
as early as the pre-1217 period: the reference to the throne in the Presbyteri Diocleatis Regnum Slavorum[12] and the high esteem
enjoyed by the throne which was situated in the cathedral of St. Peter and Paul
at Ras (the coronation place of the magni
iupani) are illustrative. Narrative sources speak of it with a significant
wealth of connotations. In them, the throne belongs to the ruler, or the
Nemanjid dynasty, or the Serbian State.[13] It plays a prominent part
in the early ceremonies of investiture.[14] It denotes the territory
of the Nemanjid Serbia or, metaphorically, the power of its sovereigns in
general.[15] The notion enters the
theological sphere in many ways. Note that during the opening decades of the
thirteenth century, St. Sava, Nemanja's youngest son and the first archbishop
of the autonomous church of Serbia, exercised the decisive influence on Serbian
politics. This made the symbolical bisellium
shared by the king and the prelate who reigned jointly a very popular image in
texts of the second period.[16] In the third and fourth
periods, the throne seems to have lost something of its prestige as an insigne. The fact may have been
connected with the practice of the Serbian rulers later than Stephen Nemanja to
vary the places of their enthronements. After the cathedral of St. Peter and
Paul at Ras, that honour was accorded, in succession, to those at Zi~a (after
1217), Pe} (after 1284) and Mile{eva (1377).
Crown (Old Serbian: V1N<C< "wreath"; also KOROUNA,
KROUNA < corona; ST1MA, STEPSANI3 < stemma; DI2DIMA
< diadhma)
It has been recently shown
that a crown was borne by Serbian rulers as early as the pre-regnal period; a
crown was obviously a prerogative of magni
iupani in their capacity of autokratores.[17] The status of the Serbian
crown underwent three conceptual changes; changes in its physical appearance,
though rather numerous, were less important. It seems that western and eastern
(Byzantine) shapes were simultaneously in use; the Serbian rulers, like many
other dynasts among their contemporaries, possessed several crowns. The
introduction of the stemma under Uro{
I (cca. 1263)[18] presented the most
important innovation of that sort, one which illustrates the tendency of
Serbian rulers to assimilate their position to that of the Byzantine Emperors.
The stemma will remain the
predominant form of the Serbian crown throughout the rest of its medieval
history. Even Prince Lazar and the despots of 1402-1459 have one on some of
their coins and frescoes, despite the fact that their titles, strictly speaking,
did not give them the right to that exalted insigne;
however, they used more modest types of crowns along with the stemma.[19]
In theological elaborations, the Serbian crown was considered a
secular reflection of Christ's eternal crown; in an analogous reasoning, it was
compared to the stephanos of Stephen
the Protomartyr, the patron of the Serbian medieval State. On the level of
political theories (similar to those defining the role of the throne) it was
held to belong to the actual ruler, or to the whole Nemanjid dynasty, or to all
the Serbian kingdom (PR1STOL<
KRAL3V<STVA SR<BS<KAGO). The sanctions of the charters refer to the crown as a
personified factor which will punish the transgressor.[20] Its aptitude to embody
political notions resulted in an interesting usage, recalling the Papal terms biregnum and the like.[21] A charter of Emperor
Stephen Du{an and another of the Bosnian King Tvrtko I cite the venac as a term capable of expressing
composite ideas of a constitutional order. In the former document, Du{an's
Empire is spoken of as bearing (what amounts to) two venci: the first one represents the Serbian part of the dual State,
the other its Greek lands. In the latter document, the "double crown"
symbolizes the union of Serbia and Bosnia under Tvrtko's rule.[22] There are reasons to
believe that such a usage reflected the evolution (well known in Western
Europe) of the Serbian "crown" towards becoming a term, legal rather
than religious, which connoted the State as the embodiment of an impersonal
power.[23]
Sceptre (Old Serbian: @EZL<, STAP<;
SKOUFETRO < skhptron)
The sceptre figures in our
sources as a synonym or an instrument of the supreme power, with a wide range
of attributions which recall those of the crown and the throne. It is usually
represented (on the frescoes, coins and seals) in the form of a double cross,
though it may also be a single or a triple cross or end in a lily flower. In
some texts, it connotes the military force of the monarchy and, as such, is
assimilated to the archangels' sceptres.[24] As an insigne which belonged to the bishops and abbots too, it was
subject to various theological interpretations. The Serbian rulers received it
from God; they were entitled to invest their nobles with it. The sceptre is
among the rare insignia which are
common to all the periods of Serbian medieval history and all kinds of extant
sources.[25]
Globe
Unlike the insignological
evidence of the numismatic and sphragistic kind,[26] the written sources omit
to refer to the Nemanjid globe. On the coins and seals, Serbia's globe is
depicted in the traditional form of a globus
cruciger (with a single or a double cross), which the ruler may but need
not hold in his left hand. It makes its debut on the scyphats of Stephen
Radoslav, coins which attest to strong Byzantine influence; we are permitted
therefore to suppose that the globe was included in the repertory of Serbian insignia in imitation of the sphaira, together with the corresponding
ideological explanations borrowed from the Greek authors.
2) The insignia stressing
the Christian nature of the ruler
The simplest and the most
frequent method used to underline the insignia's
Christian nature was to add one or more crosses to them; the cases of the
crown, sceptre and globe, are typical - all these were of pre-Christian origin
and their Roman, pre-fourth-century A. D. , equivalents were naturally made
without Christian symbols. But medieval Europe, Byzantium especially, also had
purely Christian insignia. They
either lacked pagan antecedents or transformed them completely. Two such
examples are on record in the Serbian material.
Pectoral cross
The best evidence on this insigne in the Serbian tradition is
found in the two Vitae of Stephen
Nemanja; it is supplemented by numismatic data and testimonies of some other
literary sources.[27] Pectoral crosses were
borne by Serbian rulers through all four periods of the history of their insignia. Like the encolpia of Byzantine Emperors and other medieval monarchs (in the
East and West alike), Serbian pectoral crosses contained a part of the Holy
Cross and tended to be compared to the cross of Constantine the Great. Markedly
tropaeophoric in character, they became hereditary within the Nemanjid dynasty
by the middle of the thirteenth century.[28]
Anexikakia
The scroll as an insigne of Serbian rulers does not
figure in the extant narrative sources but it is represented in many
fresco-portraits of the Serbian kings and emperors as well as on some of their
coins and seals. It was in use throughout the second, third and the fourth
periods, beginning with the reign of Uro{ I if not earlier.[29] It obviously had the same
symbolical meaning as in Byzantium, whence it came to the Serbian court.
3)The insignia
of the ruler as a warrior
There was a certain dichotomy about the duties of a medieval
monarch; to paraphrase the well-known Roman formula, he had to be
"fortissimus dux et omnium virtutum princeps" at the same time. The
realities of life demanded he be a perfect warrior, not only the perfect prince
of a peaceful State. His military functions were of course compatible to a
degree with Christian ideas, especially from the Old-Testament, but the
contrast between the two poles of the dichotomy was still marked and inspired
important insignological differences. Let us add, the insignia of a prevailingly martial nature tended to show
transparent pagan ("Barbarian") characteristics in the early Middle
Ages, characteristics which will transform into "Ritter"-like and
secular counterparts during the fourteenth and fifteenth centuries. As the
relevant processes were rather complex, it is hard to define a clear-cut and
transtemporal category of military insignia.
With due reserves, it can be restricted, in the case of medieval Serbia, to the
following objects: spear, sword and helmet.[30] We hear so little of the
other arms (armour, shield, baton and standard; the horse can also be included
in their number) - at least in their function of sovereigns' insignia - that they are best omitted
here.[31]
Spear (Old Serbian: KOPI3)
The biographers of
Nemanja-St. Symeon stress the importance his spear had in the Serbian
traditions of the 12th - 14th cent.[32] Its insignological roots
and role were similar to those of St. Mauricius' lancea sancta in the Latin Europe. In its early and primitive
conception, the Serbian insigne was
the spear of the heroized ancestor which is used to kill the tribe's enemies.
Later on, beginning with the 13th cent. , it underwent deeper Christian
influences; as such, it tends to be identified with the (arch)angels' spear or
with the tropaeophoric cross or standard.[33]
Sword (Old Serbian: M<^<)
Byzantine writers mention
Nemanja's sword. Serbian charters do the same for the swords of King Milutin
(1318) and emperors Du{an (1349, 1353) and Uro{ (1357), in contexts which
naturally refer to the Nemanjids' victories. Portraits on coins, seals and the
walls of churches frequently represent the Nemanjid and post-Nemanjid rulers
holding swords; on frescoes, this insigne
is usually received from the heavens, a convention which went together with
various Christian interpretations of the tasks and qualities given to a
monarch's ma~. No doubt, the sword
played a conspicuous role in the secular investiture too; this is indicated in
Danilo the Biographer's description[34] of the ceremony
transferring the regalia from
Dragutin to Milutin (A. D. 1282), and (sparse) data on the insignological
nature of the sovereigns' belt (PO2S<) lead to the same conclusion.
Frequent depicting of the rulers' sword, as well as the insistance of the
charters on its heavenly origin and tropaeophoric nature give us reason to
believe in its importance as an insigne
of medieval Serbia, a fact which would explain i. a. the presence of ma~enosci (analogous to the Byzantine spaqarioi) among the dignitaries of the Serbian
court.[35]
Helmet (Old Serbian: [L1M<)
The representation of the
ruler's helmet appears on numerous coins of Stephen Du{an (both as king and
emperor), Emperor Uro{ and King Vuka{in, as well as the Emperors' barons (in the
case of the latter, it is a symbol of their allegiance to their suzerain).[36] The type, which may have
started as early as the reign of Stephen De~anski,[37] finds its parallel on the
contemporary Serbian seals and less official objects.[38] The type's frequency
(contrasted by the silence of written sources on the Nemanjid šlem) attests to the
insignological significance of the helmet in the propaganda of the dynasty,
especially that of Stephen Dušan.
For the souvereigns of
Serbia, the helmet obviously had the meaning and aura of a military crown,
transpersonal in its essence, as the numismatic representations suggest clearly
enough. As such, the insigne
possessed distinctly archaic features, probably tribal in origin, despite
certain Western influences which the Serbian helmet underwent in its
insignological evolution;[39] the verses of the Serbian
version of the Alexandrid singing of
the "Macedonian helmet" seem to have been composed on the South Slav
territory and inspired by Serbian traditions.[40]
4)Varia
There are indications that
a number of other material attributes of the ruler's person and position had a
certain insignological value: the royal (imperial) ceremonial and military
costumes (Old Serbian: RIZ-, SVIT-), the rulers' belt (PO2S<), shoes (SAPOG<) and ring.[41] The notion of monarchical insigne was so wide and varied during
the Middle Ages, and our documentation is so unevenly distributed, that we must
not exclude the possibility of the Serbian rulers' having insignia about which we know little or nothing. This is well
illustrated by the meagre extant evidence on the virga (*TEP<).
To judge from
the early date and the high rank of the office of tep~ije [42](i. e. the bearers of the *TEP<[43] a function analogous to
the spaqarioi of the Byzantine Emperors,
and identical to the virgarii of
Latin Europe)[44] in medieval Serbia, Bosnia
and Croatia, the tep must have
belonged to the insignia of the
Nemanjid and post-Nemanjid State. However, it has no pictorial attestations and
the written sources mention it directly only twice, in late and uncertain
contexts at that. Obviously, it symbolized the sovereign's judicial authority
(the virga of the rulers and bishops
in the West being a close parallel) in a way similar, but not identical, to the
symbolical role of the sceptre.[45]
* * *
As noted in the
introduction to the present paper and discernible from our comments on
particular insignia, the study of the
rulers' signs throws light on various aspects of the structural history of medieval
Serbia. They may be examined under two headings. First, the insignia as a testimony to the changing
position of Serbia on the cultural map of Europe during the Middle Ages; under
this heading, the historian will deal with the national heritage as well as the
influence of the West and Byzantium respectively in the shaping of the insignia's repertory and how they are
perceived. Second, the conception of insignia
as an indicator of the evolution of the medieval Serbs' mentality and ideas.
The development of that conception can be periodized, more or less clearly,
through three principal phases that will be termed here magical, Christian, and
laico-juridical.
(1) Though the use of the Old-Serbian words to denote
the rulers' insignia is not by itself
proof of their early ("national") origin,[46] diverse arguments can and
have been cited in favour of the thesis that the nucleus of the medieval
Serbian rulers' insignia was derived
from native traditions. The terminology of the insigne apart, the spirit of the corresponding ceremonies (note
the archaic transfer of King Dragutins' insignia
to his brother in 1282)[47] and the tendency of the
early narrative sources to attribute the
insignia to the “nation”[48] rather than to the
Nemanjid ruler or dynasty, speak of the early origin of these signs and their
development, in which Western and Eastern influences, however important, did
not fall upon virgin soil. It is difficult to identify the sources and
reconstruct the chronology, as well as the sum of modalities, of Western
influences.[49] Stephen Prvoven~ani's
receiving his crown from Rome in A. D. 1217 must have influenced their impact;[50] in any case, this insigne is spoken of as sveti venac, a literal translation of sacra corona, by a well - informed
biographer.[51] The Western shapes of the rulers' crowns were used simultaneously
with Byzantine shapes. The former tended to be preferred by those among
Serbia's population who gravitated towards the West, the latter by its majority;
there are reasons to believe however that these differences did not matter much
and that each of the Nemanjid rulers posessed several different crowns.
A new wave of Western
influences, important but insufficiently known, came under Stephen Dušan.[52] It was inspired by Dušan' s affinities for the imposing, "Ritter"- like attributes of Western
court life: western influences are
easily traced in the field of popular litterature, the development of heraldry
and Du{an’s royal ideology.[53] Under the Turkish menace,
politico-cultural links with Hungary became increasingly close in the 15th
century, a fact which must have been reflected in the sphere of the rulers' insignia. They remained prevailingly
Byzantine but there are indications - the explicit evidence is meagre - that
Byzantine and Western insignological forms (e. g. those of the crown) coexisted
in the Serbia of the Despots.[54]
The history of Byzantine
influence on the Nemanjid and post-Nemanjid insignia
is both richer and better known.[55] The source of Nemanja's
devotion to the pectoral cross was obviously in Constantinople. The use of the
Byzantine crown, the stemma, became standard as early
as the mid-13th century, if not before. The case of other regalia was similar or identical; this holds true especially for
the monarch's garments and signs such as anexikakia and the cross-shaped sceptre. During the reign of King
Milutin, the process of the Byzantinization of the insignia made important progress; the outward signs of the Serbian
Kings' status were almost completely identified with those of the
Constantinopolitan Basileis.[56] Stephen Dušan, as Emperor, was able to make this
imitation of Byzantium legitimate.[57] It was seen in the
coronation ceremonies, not only in the insignia
alone, as shown by the Serbian translation (15th cent. ) of the Byzantine
prayers which were read on the occasion of the investiture of Emperors, Caesars
and Despots.[58] Despite all the political
changes of the late 14th and 15th centuries, the influence of Byzantine
conventions remained decisive in the insignological field. The portraits of
Serbian dynasts in Church art well illustrate the strength of Serbia's fidelity
to Eastern traditions - even in an epoch which wittnessed the eclipse of
Byzantium.[59]
A word of warning is
necessary to qualify the foregoing comments on the foreign influences shaping
Serbian insignia and related concepts
as well as rituals. Our evidence is not only meagre but also greatly one-sided.
As the remains of the laic art and literature of the medieval Serbs have been
lost with few exceptions, our knowledge largely depends on what the Serbian
Orthodox Church has preserved, and these sources have been naturally centred on
Byzantine traditions. There are good reasons to believe that Western
traditions, although insufficiently documented, were also important (though not
as important as the heritage of Constantinople) throughout Serbia's Middle
Ages. As it has been noted more than once in the present article, certain
periods (Dušan's; 15th century) and media
(particularly those connected with Hungary or, in the internal development,
with the warrior role of the Serbian sovereigns) must have been prominent in
that respect. The parallel existence and interrelations of all three traditions
(“national”, Byzantine, Western) should be noted. It seems that the Serbian
ideologists' attitude to them tended to be eclectic. A "Majestäts-Siegel" of King Vladislav
provides a good example of that tendency. Its legend is in Serbian, its obverse
depicts the King with the Byzantine crown and costume, its general outlook
(including the insignological details such as the King's lily-sceptre, arms and
horse) is Occidental.[60]
(2) It can be inferred from
narrative and documentary sources how the
insignia of the Serbian rulers were perceived varied with time and the
social circle of the subjects. The earliest conceptions of the Serbian insignia can be labelled magical. They
gradually transformed into Christian; the progress must have been due, to an
important degree, to the enlightening activities of St. Sava in the opening
decades of the thirteenth century. It was probably the reign of Stephen Dušan which introduced into the
insignological sphere systematic ideas that have been termed laico-juridical
here. This periodization evidently contains much that is approximate and
hypothetical. We should especially be aware of the social framework and
limitations of the evolution. Magical thinking must have coloured the
perception of the insignia in the
lowest strata of the population till the end of the Middle Ages. The
propagation of the laico-juridical concepts did not of course eliminate the
predominant influence of Christian concepts; as a matter of fact, the former
probably grew in the courts of the sovereign and his nobles only. To put it
simply, magical conception of the rulers' insignia
implied the belief that the objects themselves posessed a distinct power.
The rank of the bearer, and the Christian interpretation of the insigne mattered little. As such, the
magical conception continued certain pagan ideas though paganisam itself was long
extinct - at least so far as the upper classes of Serbian society were
concerned. The weapons of the early Nemanjids obviously tended to be magically
venerated. King Dragutin invests his heir, King Milutin, with his personal
weapons in the De`evo ceremony, already referred to; the description insists
upon that significant act. Similarly, in the primitive image of the heroized
ancestor of the nation, offered in a biography of his, Nemanja kills an enemy
after he had died. He does that by his own spear, which must have enjoyed
something of a cult analogous to the cult of St. Mauricius' spear (itself of
pagan origin) in the countries under German cultural influence. Like the other
"young nations" of Europe, early Serbia had one throne and one church,
that of St. Peter and Paul at Ras, where the great `upans were regularly
coronated.
On both points, the
Byzantines had different notions; they neither venerated concrete, material insignia nor insisted upon one place of
the monarchical cult. This was due to the deeper Christianization of their
Empire, and their capacity for abstract thought. Byzantine influences gradually
changed the Serbian conception of the insignia.
The cathedral at Ras ceased to have a privileged position after 1217. The sacra corona[61] of the first Nemanjid King
soon lost its authority (actually, each ruler used more than one crown); in
Serbia, it had no cult or (at least) independent role as it had in nearby
Hungary and Bosnia. Various other signs of the Christianization of the insignia can be cited from the
thirteenth - early fourteenth centuries, in both the literary references to
those attributes of the supreme power and what we know of their physical
appearance. The introduction of the anexikakia
speaks to the same effect. For the ideologists of this period, the Nemanjid
ruler was an earthly representative of Christ, and the insignia of Serbia a reflection of their heavenly models; the
church-frescoes insist, in diverse manners, upon the Rex regnantium formula underlying this complex of ideas.
Finally, there are indications that the importance of the State in
the conception of the rulers' insignia
gradually increased. Written sources tend to qualify them all the more as an
attribute of the realm; earlier qualifications, according to which they belong
to the “nation”, or the dynasty, became increasingly rare. On the other hand,
the transpersonal perception of the insignia
remained popular (cf. the helmet obverses of the coins of Stephan De~anski
and Dušan).[62] On the basis of these
interconnected phenomena, there began to emerge the notion, legal rather than
religious and well-known from the constitutional history of the European
monarchies in the Middle Ages, of the crown as the symbol of the State and the
independent embodiment of sovereign power. The composite structure of the State
of Emperor Du{an - which united the Serbian Kingdom and the Greek Empire - was
conducive to the development of that notion. In the charter of 1347, the two
crowns of Du{an are alluded to; the first of Serbia, the second of Dušan's Romania.[63] This advance in the
conception of the crown harmonized with a certain secularization of the spirit
of many insignia and related media;
note Du{an's decision, inspired by his "Ritter-like" mentality, to depict his head, and his equestrian
statue, on the obverses of his monetary issues.[64] The same trends towards
secularization and the transpersonal treatment of the crown continued into the
fifteenth century; the Hungarian influences upon the Despotate of Serbia must
have favoured them.[65] Despite the strength of
the remaining Byzantine traditions, these trends might have led the evolution
of the Serbian insignia into a
direction traced by the West-European monarchies.[66] The process was
discontinued, however, by the far-reaching catastrophy of 1459.
Smilja Marjanovi}-Du{ani}
University of Belgrade
* The author is grateful to
Professors S. ]irkovi} and J. Bak and to the referee of Majestas for their useful
comments on an earlier version of the paper.
[1] The present article has
been based upon my book Vladarske
insignije i dr`avna simbolika u Srbiji od XIII do XV veka (The Rulers'
Insignia and the State Symbolism of Medieval Serbia), Beograd 1994 (in Serbian,
with a short English summary; hereafter: Vladarske
insignije). From the earlier scholarship note: St. Novakovi}, “Heraldi~ki
obi~aji u Srba u primeni i knji`evnosti “(The Heraldic customs of the Serbs in the practise and the
litterature; (original edition from 1884) , in: Istorija i tradicija, Izabrani radovi,
(History and Tradition. Selected
Studies), Beograd 1982, 293-434 (with S. ]irkovi}'s comments, 453-478); S.
Radoj~i}, Portreti srpskih vladara u
srednjem veku (The Portraits of the Serbian Medieval Rulers); (in Serbian
with a French summary), Skoplje 1934; K. Jire~ek, Geschichte der Serben, Gotha 1918; = Istorija Srba (second edition, revised and supplemented by J.
Radoni}), I-II, Beograd 1978, 12-15 et passim; G. Babi}, "Les insignes de
souverain du Prince Lazar" (in Serbian, with a French summary), in: Le Prince Lazar, Symposium de Kru{evac
1971, Beograd 1975, 65-79.
[2] @itije Simeona Nemanje od Stefana Prvoven~anog, ed. V.
]orovi}, Svetosavski zbornik 2, Beograd 1939; @ivot
svetoga Simeona Nemanje od Svetoga Save, ed. V. ]orovi}, Spisi sv. Save I,
Beograd-Sremski Karlovci 1928 = Serbisches
Mittelalter, Altserbische Herrscherbiographien, Bd. 1, Übersetzt, eingeleitet
und erklärt von Stanislaus Hafner, Graz 1962. @ivot svetoga Save napisao " Domentijan" (to be
corrected: Teodosije), ed. Dj. Dani~i}, Biograd 1860; @ivot svetoga Simeuna i svetoga Save od Domentiana, ed. Dj.
Dani~i}, Biograd 1865. @ivoti kraljeva i
arhiepiskopa srpskih od arhiepiskopa Danila, ed. Dj. Dani~i}, Zagreb 1866 =
Serbisches Mittelalter, Altserbische
Herrscherbiographien, Bd. 2, übersetzt, eingeleitet und erklärt von Stanislaus
Hafner, Graz 1976. @itie na Stefan
De~anski ot Grigorii Camblak, ed. A. Davidov, G. Dan~ev, N.
Don~eva-Panaiotova, P. Kova~eva, T. Gen~eva, Sofia 1983. Konstantin Filosof i njegov `ivot Stefana Lazarevi}a despota srpskog,
ed. V. Jagi},
Beograd 1875. = Lebensbeschreibung des
Despoten, Stefan Lazarevi} von Konstantin dem Philosophen, ed. M. Braun,
Göttingen 1956. In the following text, they will be referred to by the name of
the medieval writer and the page of the edition. See also S. Hafner, Studien zur altserbischen Dynastischen
Historiographie, München 1964; H. Birnbaum, Byzantine tradition transformed: The old serbian Vita, Aspects of the Balkans, Continuity and
Change, Den Haag-Paris 1972, 243-284; B. Bojovi}, L’idéologie monarchique dans les hagiobiographies dynastiques du moyen
age serbe , Roma 1995 (cf. Südost-Forschungen
55 (1996), 403-405); F. Kämpfer, “Herrscher, Stifter, Heiliger. Politischer
Heiligenkult bei den orthodoxen Südslaven”, Politik
und Heiligenverehrung im Hochmittelalter,
ed. J. Petersohn, Sigmaringen 1994 (=Vorträge und Forschungen 42),
423-448.
[3] The most important study
is that of V. J. Djuri}, Byzantinische
Fresken in Yugoslawien, München 1976.
[4] [. Ljubi}, Opis ju`noslavenskih novaca (Description of
the South-Slav Coinnage), Zagreb 1875; R. Mari}, Studije iz srpske numizmatike (Etudes
de numismatique serbe); (in Serbian, with a French summary), Beograd 1956.
[5] A. Ivi}, Stari srpski pe~ati i grbovi (Old Serbian Seals and Coats of Arms),
Novi Sad 1910; G. ^remo{nik, Studije za
srednjevjekovnu diplomatiku i sigilografiju Ju`nih Slavena (Studien zur südslavischen Diplomatik und
Sigillographie des Mittelalters; (in Serbian, with a German summary),
Sarajevo 1976.
[6] The following members of
the Nemanjid dynasty held the Serbian throne: Stephen Nemanja (1168-1196),
Stephen the First Crowned (Prvoven~ani) (1196-1228), Stephen Radoslav
(1228-1234), Stephen Vladislav (1234-1243), Stephen Uro{ I (1243-1265), Stephen
Dragutin (1265-1282), Stephen Uro{ II Milutin (1282-1321), Stephen Uro{ III
De~anski (1321-1331), Stephen Uro{ IV Du{an (1331-1355), Stephen Uro{ V
(1355-1371). Of the later rulers or quasi-rulers of Serbia who did not belong
to the Nemanjid dynasty, note the kings Vuka{in (1365-1371), Marko (1371-1395)
and Tvrtko I (1377-1391), the prince Lazar (1371-1389), and the despots Stephen
Lazarevi} (1402-1427) and George Brankovi} (1429-1456).
[7] For the question whether
the Kings of Doclea received regalia from the Pope see Istorija srpskog naroda
I; (The History of Serbs), Beograd
1981, 189 (S. ]irkovi}). The author doubts that the Pope Gregory VIIth in
reality gave the royal status to Doclea (the title of the king was mentioned in
the adress of the Pope's letter to Doclean ruler Michael in 1077 ; cf. E. Caspar,
Das Register Gregors VII, MGH
Epistolae selectae t. II, fasc. II, Berolini 1955, 365). St. Peter's vexillum
and the " honor regni" that Doclea received at the time, were
probably a sign of the Papal support.
[8] S. Marjanovi}-Du{ani},
"Zapis starca Simeona na Vukanovom jevandjelju" (“Historical Notes on
the Monk Symeon's Dedication of the so-called Vukan Gospel" (in Serbian,
with an English summary), Starinar
43-44 (1992/3), 207-210; ead. , "Vladarski znaci Stefana Nemanje"
(“The Insignia of Stephen Nemanja" (in Serbian, with an English summary),
Proceedings of the Colloquium on "Stephen Nemanja -St. Symeon",
Belgrade 1996, Serbian Academy of Sciences and Arts, (forthcoming).
[9] Istorija srpskog naroda I, Beograd 1981, 300-301 (B. Ferjan~i});
cf. Starinar 43-44 (1992-93), 209
with note 83.
[10] G. Soulis, The Serbs and Byzantium during the Reign of
Tzar Stephen Du{an (1331-1355), Washington 1984; S. ]irkovi}, "Between
Kingdom and Empire: Du{an's State 1346-1355 Reconsidered" (The 14th century, the Period of the last
Greco-Serbian Conflict: Theory and Reality), Athens 1993, 110-120.
[11] J. Kali}, "Presto
Stefana Nemanje" ("The Throne of Stefan Nemanja"), Prilozi za knji`evnost, jezik, istoriju i
folklor 53-54 (Beograd, 1987-88), 21-30; Vladarske insignije, 24-26 et passim.
[12] Letopis popa Dukljanina, ed. F. [i{i}, Beograd-Zagreb
1928, cap. IX.
[13] Cf. the mention of
"the throne of Ras" in the treaty between the Ragusian comune and the
Bulgarian Emperor Mihael Asen (dated June 15th 1253), in: A. Solovjev, Odabrani spomenici srpskog prava od XII do
kraja XV veka, Beograd 1928, 39. Ibid, 125 (the charter of the King Stephen
Du{an for the St. Peter's church in Kori{a, dated May 19th 1343. ) mentions the
late Kings of "the Serbian throne". The notion of the Serbian throne
was gradually identified with the whole State and its dynasty.
[14] In the Rulers' Vitae the throne is usually mentioned
(before the crown) as the symbol of the power transmitted during the ceremony
(cf. Stephen, 39; Domentian, 41-42, 152; Danilo, 26; also, the charter of
Simeon Nemanja to the monastery od Chilandar, in: A. Solovjev, op. cit, 13).
[15] In more than one way, the
symbol of the throne was highly personified, as it is in the sanction of the
Emperor Du{an's charter for the St. Arhangel's monastery at Lesnovo dated
between 1347. and 1350. A. D. (in: S. Novakovi}, Zakonski spomenici srpskih dr`ava srednjega veka, Beograd 1912,
680).
[16] Domentijan, 245;
Teodosije, 141. That is also the case with the bisellium of the joint rulers.
See V. J. Djuri}, "Istorijske kompozicije u srpskom srednjevekovnom
slikarstvu i njihove knji`evne paralele" ("Compositions historiques
dans la peinture médiévale serbe et leurs parallèles littéraires" (in
Serbian, with a French summary), Zbornik
radova Vizantolo{kog Instituta 10 (Beograd, 1967), 134; 11 (Beograd, 1968),
122.
[17] See supra note 8. Cf. S.
Marjanovi}-Du{ani}, Vladarska ideologija
Nemanji}a. Diplomati~ka studija (L’idéologie monarchique de la dynastie des
Némanides. Etude diplomatique ), (in Serbian, with a French summary),
Beograd 1997, 42-59. That conclusion is based upon several source evidences,
among which the descriptions of the cermony of investiture (1196. ) from St.
Sava's Vita of St. Simeon (Sava, 157)
play a prominent part. Also, cf. the remains of the crown on the
fresco-portrait of grand `upan Stefan in Studenica (1208), and the beginning of
the synaxar from the Paris manuscript of the St. Simeon's Vita (M. Ba{i}, Stare srpske
biografije, Beograd 1924, 74).
[18] Vladarske insignije, 48-49,
104-105.
[19] Cf. Prince Lazar's crowns
in the Ravanica and Ljubostinja frescoes (Vladarske
insignije, 65-66).
[20] F. Miklosich, Monumenta Serbica, 73 (the charter of
King Milutin for the monastery of St. Nicolas at Hvosno, dated at 1309. A. D.
); The same motiv appears in the sanctions of the three charters of Stefan
De~anski (for the episcopal church of St. Peter and Paul at Hum; for the
episcopal church at Prizren; for the monastery of De~ani). Cf. F. Miklosich, Monumenta Serbica, 82, 100.
[21] The conception of the
composite crown of Serbian archbishop invokes Western paralelles (cf. the
verses in Srbljak I, 97 and
Teodosije, 63; the whole problem is discussed in Vladarske insignije, 157-158).
[22] S. ]irkovi}, "Sugubi
venac",("Die doppelte Krone", in Serbian, with a German
summary), Zbornik Filozofskog fakulteta
VIII/1 A(Beograd, 1964), 343-370.
[23] Significantly, a coin
issued for Lazar Djurdjevi} (shortly before 1448 ?) bears the effigy of a
crown, alone, on its obverse (R. Mari}, op. cit. , 436 and Pl. LX 19; Vladarske insignije, 158-159 and Fig. 21
above). The type is unprecedented on Serbian medieval coinage; the crown is
obviously a substitute for George Brankovi}'s portrait and/or name.
[24]
Teodosije, 216; Danilo, 193.
[25] Vladarske insignije, 33-31, et pass.
[26] Vladarske insignije, 81 ff, 104 ff.
[27] Stefan, 46; Domentijan,
65. For the numismatic evidence see S. Ljubi}, Opis, V (3, 6, 16); VI (8, 10, 11, 12, 13).
[28] S. Marjanovi}-Du{ani},
"Nemanjin naprsni krst" (“The Pectoral Cross of Stephen Nemanja"
(in Serbian, with an English summary), Zbornik
Filozofskog fakulteta XVII A (Beograd, 1991), 203-215 + Pl. I, 1-2; ead. ,
"The Insignia of Stephen Nemanja" (see above, note 8).
[29] Vladarske insignije, 104-105 et pass.
[30] S. Marjanovi}-Du{ani},
"Vladar kao ratnik. Prilog izu~avanju nemanji}ke ideologije" (“The
Ruler as a Warrior, Notes on the Ideology of the Nemanjids' Dynasty"), (in
Serbian, with an English summary), Zbornik
Filozofskog fakulteta XVI A (Beograd, 1989), 125-146.
[31] Vladarske insignije, 33-34, 92-93 et pass.
[32] Stefan, 26 (4, 5) and 63;
Domentijan, 19.
[33] See the paper referred to
above, note 24, pp. 131-132, 144.
[34] Danilo, 24-26.
[35] Vladarske insignije, 33-34, et pass.
[36] R. Mari}, op. cit. , 79
(Du{an, I/1), 82 ff. (Du{an, III; Uro{, I; Vuka{in, I/2; Vuk Brankovi}, I-II;
Prince Lazar, I, et alii).
[37] Ibid. , 78 (I; the
attribution of the corresponding coins to De~anski is very probable, but not
quite without controversy).
[38] G. ^remo{nik, op. cit. ,
133 (Pl. 4, 11); cf. 124-125, 131-132. S. ]irkovi} (see supra, note 1), 460 and 463.
[39] The tendency of the
official art to promote the ruler as individual, partly evoluated towards the
ideal of the ruler as a knight. That ideal underwent strong Western influances
as early as the time of Emperor Du{an (e. g. Luccari, Copioso ristretto de gli annali di Ragusa, Venetia 1605, 54, about
the foundation of "l'ordine di cavallieri domandato colona di San
Stefano" under Emperor Du{an ) and became popular in the 15th century. The
rulers's helmet (depicted also on the coins and other material belonging to nobility)
take heraldic features and, as a visible sign of dependance, stress the feudal
link between nobles and their ruler. Cf. S. Novakovi}, Heraldi~ki obi~aji u
Srba, 301 ff; Vladarske insignije,
147-148.
[40] S. Marjanovi}-Du{ani},
"The Ruler as Warrior", 137-138.
[41] Vladarske insignije, 35-36 et pass.
[42] M. Blagojevi},
"Tep~ije u srednjovekovnoj Srbiji, Bosni i Hrvatskoj" (“The tep~ije
in medieval Serbia, Bosnia and Croatia”), Istorijski
Glasnik 1-2 (Beograd, 1976), 7-45.
[43] St. Novakovi},
"Vizantijski ~inovi i titule u srpskim zemljama XI-XV veka" (“The
Byzantine ranks and titles in Serbian lands from 11th to 15th century”), Glas
SKA 78 (Beograd, 1908), 200. P.Skok, in
his Etymological Dictionary, has
derived the term tep~ija from the
verb tepsti (¨to beat¨) instead of
the noun *tep.
[44] E. Eichmann, Die Kaiserkrönung im Abendland II,
Würzburg 1942, 82 ff; cf. B. Grafenauer, Die
Kärntner Herzogseinsetzung und der Staat der Karantanerslawen (in Slovene,
with a German summary), Ljubljana 1952, 291.
[45] Vladarske insignije, 32-33 and 41 (notes 112-121). The notion of
the sovereign’s inherent in the insigne
of *tep and the function of the tep~ije (tep~ijas) explains the use of the terms
comes curialis, iupanus curialis for these latter in the Latin documents of
Croatia and Bosnia.
[46] Of the two terms
normally used in the context, tribe (tribal) and nation (national), the former
sounds less adequate. The state, the society and the ideology of medieval
Serbia were too complex to speak of the Serbs as a tribe at that time. The more
so as they included several tribes (plemena).
Naturally, the term “nation”, when applied to the Middle Ages, has a meaning
essentially different from that in modern times.
[47] Danilo's description
clearly illustrates the archaic character of that ceremony (Danilo, 26); the
King Dragutin gives to his succesor the crown, "royal" costume, horse
and weapons "that he held himself, on his own body". In the
description there is no mention of the prelate's role in the ceremony.
[48] Note the expressions such as ra{ki stol, stol srbski, prestol kralievstva srbskoga, prestol kralievstva zemlje srbske, ota~aski i srbski skiptar, srbski skiptri (for the complete source evidence cf. Vladarske insignije, 24-31).
[49] To judge i.a. from the intensity of the early connections between the Serbian and the Hungarian courts , these influences must have started before the regnal period. In the mid-thirteenth century, the Serbs took from their northern neighbours the institution of rex iunior among other things. The fact that the south-west (cities in the first place) of medieval Serbia was partly populated by Catholics, and had important contacts - both economic and cultural - with the trans-Adriatic lands may have favoured the maintenance of Western customs and conceptions in several fields. The iconography as well as inscriptions on numerous Serbian coins attest to that fact.
[50] At the same time, Nemanja’s sons Stephen and Sava introduced the cult of their father -St.Symeon, thus creating the ideal picture of the ruler - saint, without parallel in Byzantium.
[51]
Domentijan, 247.
[52] Cf. S.
]irkovi}, supra, note 1, 459-460. Also, note the new
conception of the royal tomb with the gisant
statue of emperor Du{an; cf.
D.Popovi}, Srpski vladarski grob u
srednjem veku (The Royal Tomb in Medieval Serbia), (in Serbian, with an
English Summary), Beograd 1992,118 ff.
[53] Cf. supra, note 39 and S.Marjanovi}-Du{ani}, Vladarska ideologija Nemanji}a (L’ideologie monarchique de la dynastie des Nemanides), passim.
[54] For the insignia of
Serbian Despots see B. Ferjan~i}, Despoti
u Vizantiji i ju`noslovenskim zemljama (The
Despotes in Byzantium and South-Slav countries), (in Serbian, with a German
Summary), Beograd 1960.
[55] See e. g. the study by G.
Babi}, cited above, note 1; V. J. Djuri}, "L'art des Paléologues et l'
Etat serbe. Role de la Cour et de l'Eglise serbes dans la première moitié du
XIV siècle", in: Art et société à
Byzance sous les Paléologues, Venice 1971.
[56] V. J. Djuri}, "Les
portraits de souverains dans le narthex de Chilandar", Hilandarski zbornik 7 (Beograd 1989),
105-122.
[57] See supra, note 9.
[58]K. Nevostrujev, "Tri
molitve", Glasnik Srpskog u~enog
dru{tva XXII (Beograd 1867), 360-370.
[59] V. J. Djuri},
"Portreti vizantijskih i srpskih vladara s poveljama" (“The Portraits
of the Byzantine and Serbian Rulers with Charters”), in: P. Ivi} - V. J. Djuri}
- S. ]irkovi}, Esfigmenska povelja
despota Djurdja (The Esphigmenou
Charter of Despot Djuradj (in Serbian, with an English summary), Smederevo
1988, 20-36; M. Spremi}, Despot Djuradj
Brankovi} i njegovo doba (Despot
Djuradj Brankovi} and his Time), Beograd 1994, 766 et pass.
[60] G. ^remo{nik, op. cit. , 120 and Pl. I 3a.
[61]
Domentijan, 247. Cf. A. Solovjev, "Corona regni. Die Entwicklung der Idee des Staates
in den slavischen Monarchien, " in: Corona
regni. Studien über
die Krone als Symbol des Staates im späteren Mittelalter, hrsgb. M. Hellmann,
Weimar 1961, 172-175; S. ]irkovi}, "Sugubi venac" (“Die doppelte
Krone"), 345 with note 11.
[62] The type appears at the
time of Stefan De~anski (cf. R. Mari}, Studije, 78 (t. XIV 5/4). The
introduction of the Western helmet in Serbian numismatics was due to Hungarian
influances (cf. L. Réthy, Corpus nummorum
Hungariae II, Budapest 1907, 15, 16).
[63] F.
Miklosich, Monumenta Serbica, 143.
[64] R. Mari}, op. cit. , 85 (XII and XIII, Pls. XVI,
11-14).
[65] Supra,
note 18; cf. M. Spremi}, op. cit. ,
766-767.
[66] Two principal considerations suggest this assumption: the structural similarities of long standing between the Serbian and the West-European monarchical ideology and related phenomena which go back to the twelfth century if not earlier (see above, text and notes 21, 22, 23, 39, 50, 51, 52, 53, 54, 61, 62), and the acceptance of diverse Western influences which characterizes the period of the last two Despots of Serbia. It is significant for their attitudes combining the Byzantine heritage and recently accepted Western forms of thinking and court-life that they were styled The Despots of Serbia, although such a teritorial definition of the Despots’ title was unparallelled in the Byzantine tradition.